{"product_id":"financial-services-anti-fraud-risk-and-control-workbook-isbn-9780470498996","title":"Financial Services Anti-Fraud Risk and Control Workbook","description":"\u003cp\u003eMyth-busting guidance for fraud preventionin a practical workbook format\u003c\/p\u003e \u003cp\u003eAn excellent primer for developing and implementing an anti-fraud program that works, Financial Services Anti-Fraud Risk and Control Workbook engages readers in an absorbing self-paced learning experience to develop familiarity with the practical aspects of fraud detection and prevention at banks, investment firms, credit unions, insurance companies, and other financial services providers.\u003c\/p\u003e \u003cp\u003eWhether you are a bank executive, auditor, accountant, senior financial executive, financial services operations manager, loan officer, regulator, or examiner, this invaluable resource provides you with essential coverage of:\u003c\/p\u003e \u003cul\u003e \u003cli\u003e \u003cp\u003eHow fraudsters exploit weaknesses in financial services organizations\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eHow fraudsters think and operate\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eThe tell-tale signs of different types of internal and external fraud against financial services companies\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eDetecting corruption schemes such as bribery, kickbacks, and conflicts of interest, and the many innovative forms of financial records manipulation\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eConducting a successful fraud risk assessment\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eBasic fraud detection tools and techniques for financial services companies, auditors, and investigators\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eFraud prevention lessons from the financial meltdown of 2007-2008\u003c\/p\u003e \u003c\/li\u003e \u003c\/ul\u003e \u003cp\u003eWritten by a recognized expert in the field of fraud detection and prevention, this effective workbook is filled with interactive exercises, case studies, and chapter quizzes, and shares industry-tested methods for detecting, preventing, and reporting fraud.\u003c\/p\u003e \u003cp\u003eDiscover how to mitigate fraud risks in your organization with the myth-busting techniques and tools in Financial Services Anti-Fraud Risk and Control Workbook.\u003c\/p\u003e \u003cp\u003ePreface ix\u003c\/p\u003e \u003cp\u003eAcknowledgments xiii\u003c\/p\u003e \u003cp\u003eIntroduction: Brief History of Fraud in the Financial Services Industry xv\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 1 Why No Financial Services Institution Is Immune to Fraud 1\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eStatistical Perspective 1\u003c\/p\u003e \u003cp\u003eWhat Is Fraud? 4\u003c\/p\u003e \u003cp\u003eMyths and Realities about Financial Services Fraud 5\u003c\/p\u003e \u003cp\u003eReview Points 9\u003c\/p\u003e \u003cp\u003eChapter Quiz 9\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 2 The Human Element of Fraud 11\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eWho Are the Bad Guys? 11\u003c\/p\u003e \u003cp\u003eInsider Threat 12\u003c\/p\u003e \u003cp\u003eThe Fraud Triangle 13\u003c\/p\u003e \u003cp\u003eThe Fraud Triangle in Financial Services 15\u003c\/p\u003e \u003cp\u003ePressure at Lehman: An Extreme Example 15\u003c\/p\u003e \u003cp\u003eOpportunity and Rationalization 16\u003c\/p\u003e \u003cp\u003eRationalizing High-Level Fraud 19\u003c\/p\u003e \u003cp\u003eA Fraud Diamond? 21\u003c\/p\u003e \u003cp\u003eReview Points 21\u003c\/p\u003e \u003cp\u003eChapter Quiz 22\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 3 Internal Fraud: Loan and Mortgage Fraud 25\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eLoan Fraud (Nonresidential Mortgage) 25\u003c\/p\u003e \u003cp\u003eMortgage Fraud 31\u003c\/p\u003e \u003cp\u003eTypes of Internal Mortgage Fraud to Beware Of 32\u003c\/p\u003e \u003cp\u003eRed Flags of Employee-Level Loan and Mortgage Fraud 33\u003c\/p\u003e \u003cp\u003ePreventing Employee-Level Loan and Mortgage Fraud 36\u003c\/p\u003e \u003cp\u003eReview Points 47\u003c\/p\u003e \u003cp\u003eChapter Quiz 48\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 4 Employee-Level Embezzlement 51\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eLooting Customer Accounts 51\u003c\/p\u003e \u003cp\u003eLooting Noncustomer Funds 55\u003c\/p\u003e \u003cp\u003eTheft of Confi dential Information 73\u003c\/p\u003e \u003cp\u003eInsider Abuse of Computer Systems 75\u003c\/p\u003e \u003cp\u003eRed Flags of Employee-Level Embezzlement 76\u003c\/p\u003e \u003cp\u003ePreventing Employee-Level Embezzlement and Information Theft 81\u003c\/p\u003e \u003cp\u003eReview Points 90\u003c\/p\u003e \u003cp\u003eChapter Quiz 90\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 5 Internal Fraud: Management Level 93\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eLooting and Embezzlement 94\u003c\/p\u003e \u003cp\u003eIllegal Financial Transactions\/Corruption 97\u003c\/p\u003e \u003cp\u003eFraudulent Financial Reporting 102\u003c\/p\u003e \u003cp\u003eDeceiving Borrowers, Investors, and Regulators 106\u003c\/p\u003e \u003cp\u003eRed Flags of Management-Level Internal Fraud 109\u003c\/p\u003e \u003cp\u003eManagement-Level Fraud Prevention Checklists 113\u003c\/p\u003e \u003cp\u003eReview Points 119\u003c\/p\u003e \u003cp\u003eChapter Quiz 120\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 6 External Fraud against Financial Services Companies 123\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eExternally Perpetrated Loan Fraud (Nonmortgage) 123\u003c\/p\u003e \u003cp\u003eExternally Perpetrated Mortgage Fraud Schemes 127\u003c\/p\u003e \u003cp\u003eNew Forms of Identity Theft and Fraud 139\u003c\/p\u003e \u003cp\u003eRed Flags of External Fraud 152\u003c\/p\u003e \u003cp\u003eExternal Fraud Prevention Checklists 160\u003c\/p\u003e \u003cp\u003eReview Points 170\u003c\/p\u003e \u003cp\u003eChapter Quiz 171\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 7 Conducting a Successful Fraud Risk Assessment 175\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eGetting It Done 175\u003c\/p\u003e \u003cp\u003eProcedures for Conducting a Fraud Risk Assessment 177\u003c\/p\u003e \u003cp\u003eRoles of the Board and Management in Fraud Risk Assessments 181\u003c\/p\u003e \u003cp\u003eReview Points 183\u003c\/p\u003e \u003cp\u003eChapter Quiz 183\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 8 Legal and Regulatory Compliance for Controlling Fraud Risk 185\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eFraud Rules to Take Seriously 187\u003c\/p\u003e \u003cp\u003eHypothetical Case: Compliance and InfoSecurity 192\u003c\/p\u003e \u003cp\u003eDevelop and Implement a Response Program 193\u003c\/p\u003e \u003cp\u003eFuture Regulation: A Prediction 197\u003c\/p\u003e \u003cp\u003eReview Points 197\u003c\/p\u003e \u003cp\u003eChapter Quiz 198\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 9 Fraud Detection in Financial Services Companies 201\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eBasic Detection Methods 203\u003c\/p\u003e \u003cp\u003eAdvanced Fraud Detection Tools and Techniques 208\u003c\/p\u003e \u003cp\u003eEssentials of Fraud Auditing in Financial Institutions 212\u003c\/p\u003e \u003cp\u003eEssentials of Automated Auditing 215\u003c\/p\u003e \u003cp\u003eConclusion 215\u003c\/p\u003e \u003cp\u003eReview Points 216\u003c\/p\u003e \u003cp\u003eChapter Quiz 218\u003c\/p\u003e \u003cp\u003e\u003cb\u003eAppendix A: Answers to Chapter Quizzes 221\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003e\u003cb\u003eAppendix B: Answer Key for Case Studies 225\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eNotes 237\u003c\/p\u003e \u003cp\u003eGlossary 249\u003c\/p\u003e \u003cp\u003eAbout the Author 255\u003c\/p\u003e \u003cp\u003eIndex 257\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePeter D. Goldmann\u003c\/b\u003e is founder and President of White-Collar Crime 101 LLC, the parent company of FraudAware and publisher of the monthly newsletter, White-Collar Crime Fighter. He has been the Publisher and Editor of White-Collar Crime Fighter for over twelve years and is recognized as a leading expert in the areas of fraud detection, prevention, investigation, and training. He has written numerous articles on practical approaches to fraud prevention and detection.\u003c\/p\u003e  \u003cp\u003eMyth-busting guidance for fraud preventionin a practical workbook format\u003c\/p\u003e \u003cp\u003eAn excellent primer for developing and implementing an anti-fraud program that works, Financial Services Anti-Fraud Risk and Control Workbook engages readers in an absorbing self-paced learning experience to develop familiarity with the practical aspects of fraud detection and prevention at banks, investment firms, credit unions, insurance companies, and other financial services providers.\u003c\/p\u003e \u003cp\u003eWhether you are a bank executive, auditor, accountant, senior financial executive, financial services operations manager, loan officer, regulator, or examiner, this invaluable resource provides you with essential coverage of:\u003c\/p\u003e \u003cul\u003e \u003cli\u003e \u003cp\u003eHow fraudsters exploit weaknesses in financial services organizations\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eHow fraudsters think and operate\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eThe tell-tale signs of different types of internal and external fraud against financial services companies\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eDetecting corruption schemes such as bribery, kickbacks, and conflicts of interest, and the many innovative forms of financial records manipulation\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eConducting a successful fraud risk assessment\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eBasic fraud detection tools and techniques for financial services companies, auditors, and investigators\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eFraud prevention lessons from the financial meltdown of 2007-2008\u003c\/p\u003e \u003c\/li\u003e \u003c\/ul\u003e \u003cp\u003eWritten by a recognized expert in the field of fraud detection and prevention, this effective workbook is filled with interactive exercises, case studies, and chapter quizzes, and shares industry-tested methods for detecting, preventing, and reporting fraud.\u003c\/p\u003e \u003cp\u003eDiscover how to mitigate fraud risks in your organization with the myth-busting techniques and tools in Financial Services Anti-Fraud Risk and Control Workbook.\u003c\/p\u003e","brand":"Wiley","offers":[{"title":"Default Title","offer_id":47989211988197,"sku":"NP9780470498996","price":65.0,"currency_code":"USD","in_stock":false}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/1842\/7735\/files\/9780470498996.jpg?v=1761783227","url":"https:\/\/k12savings.com\/products\/financial-services-anti-fraud-risk-and-control-workbook-isbn-9780470498996","provider":"K12savings","version":"1.0","type":"link"}