{"product_id":"governance-risk-and-compliance-handbook-isbn-9780470095898","title":"Governance, Risk, and Compliance Handbook","description":"Providing a comprehensive framework for a sustainable governance model, and how to leverage it in competing global markets, \u003ci\u003eGovernance, Risk, and Compliance Handbook\u003c\/i\u003e presents a readable overview to the political, regulatory, technical, process, and people considerations in complying with an ever more demanding regulatory environment and achievement of good corporate governance. Offering an international overview, this book features contributions from sixty-four industry experts from fifteen countries.  Preface.  \u003cp\u003eAcknowledgement.\u003c\/p\u003e \u003cp\u003eAbout the Contributors.\u003c\/p\u003e \u003cp\u003eChapter 1. Introduction (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart One. Corporate Governance.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eChapter 2. A Risk-Based Approach to Assess Internal Control over Financial Reporting (\"ICFR\") (By Tim J. Leech and Jeffrey C. Thomson).\u003c\/p\u003e \u003cp\u003eChapter 3. Coso ― Is \"It\" Fit For Purpose (By Tim J. Leech)?\u003c\/p\u003e \u003cp\u003eChapter 4. Time to Rethink the Corporate Tax (By Ann Cullen).\u003c\/p\u003e \u003cp\u003eChapter 5. The Role of Internal Audit (By Frank Edelblut and Dr. Hernan Murdock).\u003c\/p\u003e \u003cp\u003eChapter 6. Outsourced Processes: Risk and Resolution (By Mark Stebelton).\u003c\/p\u003e \u003cp\u003eChapter 7. The Last Mile of Finance (By Eric Keller).\u003c\/p\u003e \u003cp\u003eChapter 8. US Stock Option Backdating Scandals (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003eChapter 9. Fraud and Corruption (By Dr. Hrishikesh Vinod).\u003c\/p\u003e \u003cp\u003eChapter 10. Why Fighting Corruption Remains A Loosing Battle (By Anwar Shah)?\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart Two. It Governance.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eChapter 11. IT Governance Overview (By Alan Calder).\u003c\/p\u003e \u003cp\u003eChapter 12. ISO 27001 and ISO 17799 (By Alan Calder).\u003c\/p\u003e \u003cp\u003eChapter 13. CobiT (By Richard Marti).\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart Three. Operational Risk.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eChapter 14. Operational Risk Management (ORM) Best Practices (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003eChapter 15. The Use of Six Sigma in Operational Risk and Regulatory Compliance; Reduction in Variability (By Dr. Brett Trusko).\u003c\/p\u003e \u003cp\u003eChapter 16. Operational Risk Management Using Quantitative Methods (By Koti Ancha and Dr. Deborah Cernausksas).\u003c\/p\u003e \u003cp\u003eChapter 17. Operational Risk Management in Financial Services (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart Four. Technology And Tools.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eChapter 18. What to Look for in Enterprise Content Management for Compliance (By Julia Koo).\u003c\/p\u003e \u003cp\u003eChapter 19. Enterprise Search and Automated Testing (By Scott McElhaney and Saker Ghani).\u003c\/p\u003e \u003cp\u003eChapter 20. What to Look For in Audit Operations Applications (By Julia Koo)\u003c\/p\u003e \u003cp\u003eChapter 21. Automation of Segregation of Duties (By Lindsey Kudo).\u003c\/p\u003e \u003cp\u003eChapter 22. Internal Controls Best Practices (By Ian Rodgers).\u003c\/p\u003e \u003cp\u003eChapter 23. IT Controls Automation and Database Management: Defending Against the Insider Threat (By Harald Collet).\u003c\/p\u003e \u003cp\u003eChapter 24. PLM Technologies: Role and Value in Supporting Product Compliance (By Richard Kubin).\u003c\/p\u003e \u003cp\u003eChapter 25. How XBRL Will Dramatically Improve: Reporting and Control Processes (By Liv Watson, Robert Eccles, and Mike Willis).\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart Five. Environmental Governance.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eChapter 26. The Impact of Environmental Legislation on High Tech Supply Chains (By Thomas Garson and Krishna Gorrepati).\u003c\/p\u003e \u003cp\u003eChapter 27. Environmental Compliance and Enforcement in China (By Dr. Wanxin Li and Krzysztof Michalak).\u003c\/p\u003e \u003cp\u003eChapter 28. The Trajectory of Environmental Regulation: A Strategic Approach for Industry (By Michael Kirschner).\u003c\/p\u003e \u003cp\u003eChapter 29. Environmental Compliance in India (By Prof. Aparna Sawhney).\u003c\/p\u003e \u003cp\u003eChapter 30. Latin American Environmental Compliance: Environmental Biotechnology (By Oneglia Cavalcanti, Dr. Helen de Aguiar Lima, Luiz Lima, and Luiz Gluck Lima).\u003c\/p\u003e \u003cp\u003eChapter 31. Policy Developments in the United States Related to Chemicals and Electronic Waste (By Mike Wilson and Michael Kirschner).\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart Six. Industry Governance.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eChapter 32. Global Homologation: Removing Regulatory Barriers to Trade (By Daniel P. Lawless and Shirley Cui Tarantino).\u003c\/p\u003e \u003cp\u003eChapter 33. Protecting the Innocent: The Information Security and Privacy Battle (By Lane Leskela).\u003c\/p\u003e \u003cp\u003eChapter 34. Compliance in Freight Transportation and Logistics (By David Jacoby).\u003c\/p\u003e \u003cp\u003eChapter 35. Pharmaceutical (By James G. Robertson).\u003c\/p\u003e \u003cp\u003eChapter 36. Public Sector Transparency – How is it regulated in Europe (By Massimiliano Claps)?\u003c\/p\u003e \u003cp\u003eChapter 37. Retail (By Ivano Ortis).\u003c\/p\u003e \u003cp\u003eChapter 38. Supply Chain Compliance (By Michael F. Cox).\u003c\/p\u003e \u003cp\u003eChapter 39. Telecommunications (By Angela Fitts).\u003c\/p\u003e \u003cp\u003eChapter 40. Compliance in Freight Transportation and Logistics (By David Jacoby).\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart Seven. Financial Services Governance.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eChapter 41. Financial Services Regulation and Corporate Governance (By Dennis Cox).\u003c\/p\u003e \u003cp\u003eChapter 42. Insurance Industry and Solvency II (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003eChapter 43. Islamic Finance (By Sabah Mahmoud).\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart Eight. Regional And National Guidance.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eChapter 44. Corporate Governance and Risk Management in Africa (Dr. Jackie Young).\u003c\/p\u003e \u003cp\u003eChapter 45. European Union – Regional Guidance (By Michael Mainelli).\u003c\/p\u003e \u003cp\u003eChapter 46. Corporate Governance in Major Islamic Nations (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003eChapter 47. Global Compliance Programs in Latin America: Major Challenges and Lessons Learned (By Pedro Fabiano).\u003c\/p\u003e \u003cp\u003eChapter 48. Southeast Asia Corporate Governance (By Dr. Lawrence Wasserman).\u003c\/p\u003e \u003cp\u003eChapter 49. Australian Corporate Governance: The ASX Principles (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003eChapter 50. Corporate Governance: Indonesia (By Dr. Lawrence Wasserman).\u003c\/p\u003e \u003cp\u003eChapter 51. Compliance: Brazil (By Prof. L. Nelson Carvalho, Prof. Elionor Weffort, and Prof. Bruno Salotti).\u003c\/p\u003e \u003cp\u003eChapter 52. Canadian SOX (Bill 198) (By Madeleine Ferris Shaw and Sanjay Anand).\u003c\/p\u003e \u003cp\u003eChapter 53. Corporate Governance: China (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003eChapter 54. Corporate Governance: France (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003eChapter 55. Global Compliance: Germany (By Georg Stadtmann and Markus F. Wissmann).\u003c\/p\u003e \u003cp\u003eChapter 56. The Current and Future States of Corporate Governance Culture and Regulation in India (By Sanjay Anand).\u003c\/p\u003e \u003cp\u003eChapter 57. Corporate Governance: Compliance versus Value Addition (By Sanjay Anand, Prof. C.V. Baxi, and Prof. C.L. Bansal).\u003c\/p\u003e \u003cp\u003eChapter 58. Corporate Governance: An Overview On The Italian Case (By Marco Venturini and Francesca Bevilacqua).\u003c\/p\u003e \u003cp\u003eChapter 59. The Guide to Global Compliance: The national chapter - Japan (By Yamamoto Kouji).\u003c\/p\u003e \u003cp\u003eChapter 60. Compliance in Mexico: Trends, Best Practices and Challenges (By Pedro Fabiano).\u003c\/p\u003e \u003cp\u003eChapter 61. Corporate Governance in Russia (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003eChapter 62. Corporate Governance: South Korea (By Dr. Jill Solomon).\u003c\/p\u003e \u003cp\u003eChapter 63. Corporate Governance: Spain (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003eChapter 64. Corporate Governance: UK (By Dennis Cox).\u003c\/p\u003e \u003cp\u003eChapter 65. United Kingdom's Combined Code (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003eChapter 66. Corporate Governance: United States (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003eChapter 67. Sarbanes-Oxley Act (By Sanjay Anand).\u003c\/p\u003e \u003cp\u003e\u003cb\u003eURL.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003e(17) Measuring the Effectiveness and Performance of Your Governance, Operational Risk, and Compliance Programs (By Scott L. Mitchell and Carole S. Switzer).\u003c\/p\u003e \u003cp\u003e(36) Accounting, Budgeting and Reporting - How is the Regulatory Framework Changing in Public Sector (By Massimiliano Claps)?\u003c\/p\u003e \u003cp\u003e(46) Introduction to region China's Banking Sector (By Dr. Anthony Tarantino).\u003c\/p\u003e \u003cp\u003e(47) The Key To Malaysian Financial Institutions Compliance and Economic Crime Requirements (By Tommy Seah).\u003c\/p\u003e \u003cp\u003e(48) Corporate Governance and Risk Management in the South African Banking Industry\u003c\/p\u003e \u003cp\u003e(By Dr. Jackie Young).\u003c\/p\u003e \u003cp\u003e(49) Men Behaving Badly in Banking: Revealing the Irrelevance of Best Practices in Corporate Governance (By Dr. Shann Turnbull).\u003c\/p\u003e \u003cp\u003eIndex.\u003c\/p\u003e \"Its analysis of a variety of practices in corporate governance and its fruitful guidance of governance and compliance in diverse industries make this a must-own reference. It is not easy to find a handbook of corporate governance that provides such scope in a single volume. This handbook should be one of the most frequently referenced books in your bookshelf, if you work in the field of corporate governance.\" (\u003ci\u003eJournal of International Accounting\u003c\/i\u003e, 2008) \u003cp\u003eAnthony Tarantino, PhD, Six Sigma Black Belt, Certified Sarbanes-Oxley Professional (CSOXP), has thirty years of experience in business transformation and compliance on both the consulting and business side. He is the author of the Manager's Guide to Compliance, and his articles have been published in Accounting Today, CFO.com, Cutter IT Journal, Institute of Supply Management (ISM), SOX Compliance Journal, and Oracle Applications Users Group (OAUG). He is a regular speaker for SOX, Euro-SOX, risk management, and supply chain conferences and events. Dr. Tarantino is currently a Senior Advisor with IBM's Governance, Risk, and Compliance Center of Excellence.\u003c\/p\u003e   \u003cp\u003eGovernance, Risk, and Compliance Handbook\u003c\/p\u003e \u003cp\u003eTechnology, Finance, Environmental, and International Guidance and Best Practices\u003c\/p\u003e \u003cp\u003eCompliance has emerged from a peripheral concern of auditors and lawyers to an area that encompasses an entire organization as well as its suppliers, customers, and other stakeholders. All business managers, from mid-level to executives, need to understandwhat is coming at them in terms of the multitude of compliance initiatives designed to improve transparency in financial reporting and good corporate governance. These initiatives are often confusing, overlapping, and, in some cases, contradictory in nature.\u003c\/p\u003e \u003cp\u003eProviding a comprehensive framework for a sustainable governance model, and how to leverage it in competing global markets, Governance, Risk, and Compliance Handbook presents a very readable overview to the political, regulatory, technical, process, and people considerations in complying with an ever more demanding regulatory environment and achieving good corporate governance.\u003c\/p\u003e \u003cp\u003eAn invaluable reference tool for CEOs, CFOs, CIOs, COOs, CPOs, and other executives, board members, legal counsel, global compliance officers, managers, and employees, Governance, Risk, and Compliance Handbook helps business leaders survive and prosper in the global marketplace that has grown at double the rate of production over the last fifteen years.\u003c\/p\u003e \u003cp\u003eFeaturing contributions from sixty-four industry experts from fifteen different countries, Governance, Risk, and Compliance Handbook offers an international overview of compliance challengesand thenational and regional guidelines to compliance.\u003c\/p\u003e \u003cp\u003eDivided into four parts, the book thoroughly examines:\u003c\/p\u003e \u003cul\u003e \u003cli\u003e \u003cp\u003eThe political, regulatory, technology, process, and people aspects of compliance\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eCompliance challenges by industries, including technology, retail, banking, insurance, transportation\/logistics, pharmaceutical, telecommunications, public sector, and supply chain\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eNational and regional guidelines to compliance, covering Africa, Australia, Canada, China, India, Islamic Nations, Japan, Latin America, Europe, S.E. Asia, and the United States\u003c\/p\u003e \u003c\/li\u003e \u003cli\u003e \u003cp\u003eCompliance guidance on technology strategy and environmental issues\u003c\/p\u003e \u003c\/li\u003e \u003c\/ul\u003e \u003cp\u003eGovernance, Risk, and Compliance Handbook touches the current state, major trends, best practices, case studies, and the enormous benefits of becoming compliant sooner rather than later.\u003c\/p\u003e  \u003cp\u003ePraise for Governance, Risk, and Compliance Handbook\u003c\/p\u003e \u003cp\u003eTechnology, Finance, Environmental, and International Guidance and Best Practices\u003c\/p\u003e \u003cp\u003e\"[This] text provides valuable insights into the major changes in regulatory and risk management coming to the banking and insurance industries with deeper dives into operational risk best practices including Six Sigma and related corporate governance and banking requirements for the major national and regional economies. The sections on IT governance and GRC tools should be very helpful for IT professionals in the financial services sector.\"\u003cbr\u003e —Gabriel David, Director Financial Services Sector, Global Technology Services, IBM Corporation\u003c\/p\u003e \u003cp\u003e\"The GRC Handbook provides an outstanding resource to assist today's managers in navigating through the ever-expanding maze of governance and risk-based regulations, technical standards, and best practice frameworks. The text surveys the wide range of issues involved in GRC, and is truly global in scope with corporate governance overviews of the leading economies, regions, industries, and technologies. The volume makes a very effective case for a proactive and holistic approach to GRC.\"\u003cbr\u003e —Daniel Cooperman, Senior Vice President, Secretary and General Counsel, Apple Computer; former general counsel and secretary to the board of directors, Oracle Corp.\u003c\/p\u003e \u003cp\u003e\"Governance, risk management, and compliance are the key words for today's successful corporate managers. All three are necessary for navigating the shoals of the complex world of business, finance, and accounting. Comprehensively treated in this book, they all require a mastery of the flow of information. The chapter on XBRL alone, highlighting its capacity for making information serve management's many different purposes, is only one of the rewards of this groundbreaking work.\"\u003cbr\u003e —Peter J. Wallison, Senior Fellow, American Enterprise Institute\u003c\/p\u003e \u003cp\u003e\"The growing importance of risk management has brought into focus the need to leverage Six Sigma as a best practice framework. This pioneering work provides introductions to Six Sigma, operational risk best practices, and the quantification of risk management, which is essential reading for any organization needing to meet risk-based regulatory requirements while improving operating effectiveness.\"\u003cbr\u003e —Dr. James Harrington, Master Black Belt, and founder of the leading Six Sigma training program in the U.S.\u003c\/p\u003e \u003cp\u003e\"The chapter on Islamic finance is well researched and provides concise theoretical and practical information on the expanding concept of Islamic finance.\"\u003cbr\u003e —Rateb Wazani, Attorney-at-Law, former judge of the Jordanian Supreme Court and former minister of justice\u003c\/p\u003e  \"The \u003ci\u003eGRC Handbook\u003c\/i\u003e is a comprehensive guide to the key strategies, tools and best practices that can help companies build and manage a proactive, integrated cross-enterprise GRC strategy. This is a must-have resource for any manager tasked with aligning GRC activities to drive business performance and competitive advantage.\"\u003cbr\u003e —\u003cb\u003eJim Hagemann Snabe\u003c\/b\u003e, Corp. Officer SAP Group, Member of the Executive Council  \u003cp\u003e\"This book provides insightful views of the challenges and lessons learned from the implementation of International and US standards in Latin America. Highly recommended for anyone interested in Global Compliance.\"\u003cbr\u003e —\u003cb\u003eZenon A. Biagosch\u003c\/b\u003e, Certified Fraud Examiner, Board of Directors - Central Bank of Argentina\u003c\/p\u003e \u003cp\u003e\"The \u003ci\u003eGRC Handbook\u003c\/i\u003e is a must-read for all those involved in Global Compliance. The new international landscape and the interaction among laws, regulations, and professional standards are comprehensively covered in this book.\"\u003cbr\u003e —\u003cb\u003eDr. Francisco J. D'Albora Jr.\u003c\/b\u003e, Certified Fraud Examiner, JD. Designated Crime Prevention Expert for the OAS. President of the Argentina Foundation against Money Laundering \u0026amp; Financing of Terrorism\u003c\/p\u003e \u003cp\u003e\"Dr. Anthony Tarantino has produced a classic reference volume on governance, risk, and compliance. His book provides a comprehensive overview of current practices across the globe. This book is a must for practitioners, risk managers, and senior executives.\"\u003cbr\u003e —\u003cb\u003eJune Yee Felix\u003c\/b\u003e, General Manager, General Manager Global Banking Solutions and Strategy, IBM\u003c\/p\u003e \u003cp\u003e\"The \u003ci\u003eGRC Handbook\u003c\/i\u003e is unique and comprehensive because it not only covers key GRC topics but also explains governance by industry and by nation. The text will be a good guide for executives and managers who involve in global management.\"\u003cbr\u003e —\u003cb\u003eSatoshi Arai\u003c\/b\u003e, Management Director, BearingPoint Japan\u003c\/p\u003e","brand":"Wiley","offers":[{"title":"Default Title","offer_id":47989305016549,"sku":"NP9780470095898","price":185.0,"currency_code":"USD","in_stock":false}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/1842\/7735\/files\/9780470095898.jpg?v=1761783595","url":"https:\/\/k12savings.com\/es\/products\/governance-risk-and-compliance-handbook-isbn-9780470095898","provider":"K12savings","version":"1.0","type":"link"}